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CIRO reaches $2.8-million settlement with Canaccord over gatekeeper rule violations
theglobeandmail.com/business/article-ciro-reaches-28-million-settlement-with-canaccord-over-gatekeeper-rule
Canada’s investment industry regulator has reached a settlement with Canaccord Genuity Inc. over gatekeeper rule violations that will see the independent financial services firm pay more than $2.8-million in penalties, according to the terms of an agreement released late…
This story appeared on theglobeandmail.com, 2025-05-16 23:35:41.