SEC Marketing Rule Allows Client Testimonials. How Advisors Are Using Them

barrons.com/advisor/articles/sec-marketing-rule-financial-advisors-client-testimonials-d5827141

The Securities and Exchange Commission’s updated marketing rules for financial advisors, which went into effect in late 2022, were welcomed by the industry as a long-awaited step into the 21 century. Among other provisions, the rule allowed the use of client testimonials and endorsements and laid out requirements for presenting performance information in…

This story appeared on barrons.com, .
The Entire Business World on a Single Page. Free to Use →